THE DATA Group, the best producer of regulatory-focused webcasts, has announced today that Peter Homer, Attorney and Founding Person in Homer Bonner, will speak at its webcast entitled, FINRAs 2022 Priorities: Significant Changes and Emerging Issues INSIDE YOUR Compliance Program.
- (1888PressRelease) September 08, 2022 – This event is scheduled for September 9, 2022 from 12: 00 PM to at least one 1: 30 PM ET.
For further details, please visit: https://knowledgewebcasts.com/know-portfolio/finras-2022-priorities-cle/
About Peter Homer
Peter Homer is really a founder of the Homer Bonner lawyer He’s got a diverse and extensive business law and litigation practice at both trial and appellate levels, and in a variety of arbitral forums. Mr. Homer represents private and public companies, having an emphasis on finance institutions, in all types of litigation, arbitration, regulatory enforcement proceedings, and investigations by governmental agencies and self-regulatory organizations including FINRA and the NFA. He also counsels clients on compliance issues and laws, regulations at the federal and state degrees of various regulatory and self-regulatory organizations.
About Homer Bonner
Homer Bonner is really a boutique litigation and transactional firm founded in Miami in 1986. For over three decades, the firm has thrived due to results achieved with and for clients.
The Financial Industry Regulatory Authority (FINRA) recently released the 2022 Report on FINRAs Examination and Risk Monitoring Program which presents findings from the most recent examination process. The report highlights newly identified risk areas including cybersecurity, Regulation Best Interest (Reg BI), and mobile applications and digital platforms. Likewise, in addition, it identifies applicable rules and key considerations for the compliance programs of member institutions.
The amount of FINRA initiatives underscores the necessity for FINRA members to be up-to-date with relevant regulatory developments. As increased scrutiny is expected in the coming months, it is essential for institutions to examine their procedures to satisfy their compliance obligations and steer clear of potential legal liabilities.
Join a panel of key thought leaders and distinguished professionals organized by THE DATA Group because they give a comprehensive discussion of the most recent enforcement priorities of the FINRA. Speakers, among other activities, may also offer practical tips and ways of overcome compliance challenges in this ever-changing regulatory landscape.
Key topics include:
The 2022 Report of FINRA Examination and Risk Monitoring Program
FINRAs Latest Enforcement Priorities
Existing and Emerging Conditions that WILL PROBABLY Impact Your Compliance Program
GUIDELINES During FINRA Exams
What Lies Ahead
CONCERNING THE Knowledge Group
Founded in November 2006, THE DATA Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, recruiting professionals, technology officers, and business consultants in an array of industries.
THE DATA Group strives to function as best-in-class provider of continuing education by bringing forth relevant content you cant get somewhere else.